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Analyst (Employee Conduct + Risk) -6 month Contract - Glasgow

Alexander Ash are currently partnered up with a top tier bank who are on the look out for a Conduct Analyst -

Position title: Employee Conduct Analyst

Duration: 6 Months

Location: Glasgow, WFH initially with view to working 2 days in office

Day rate - DOE (Dependent on Experience + very flexible)

Day to day responsibilities:

  • Working in the banks Personal investment and affiliation team, ensuring employees are conducting to their conduct and standards
  • Reviewing employee disclosures - External Business Interests/conflicts in interest etc
  • Adhering to standard and policies, providing guidance on how to comply with requirements
  • Moving system from legacy onto new platform - the system will go live in January

Key objectives and outputs:

  • Within wider dept of the Banks Compliance
  • Employee Conduct Ops, 3 sub teams
  • 10 team members in the sub team, wider team has 25 members
  • Need people to be cross trained and to be fluid

Working background/experience:

  • Compliance experience would be desirable but not essential
  • FS experience would be essential
  • Security industries knowledge would be desirable but not essential
  • Team player, able to solve problems, good stakeholder management, keenness to learn and adapt to a changing environment
  • Proactive and can identify when to escalate matters
  • Basic data analytics skills

if you feel you are a good fit for this role please send your CV directly to husnan.kazmi@alexanderash.com

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REFERENCE

AA-JD-HK_1646762503

TITLE

Analyst (Employee Conduct + Risk) -6 month Contract - Glasgow

TYPE

Contract

START DATE

ASAP

DURATION

6 months

LOCATION

Glasgow

SECTOR

Banking

SALARY

None - None - Per annum

OUR CLIENTS

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