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AML Sanctions | Financial Crime Auditor

£500 to £575

London / Contract / Ref: FP/0921/SANCAML

Our client is looking for an experienced individual who can support the delivery of a range of financial crime projects. Each project will generally incorporate a review and assessment of the current state of compliance, discussing matters directly with the client, proposing and delivering solutions and providing oral presentations.

They are looking for individuals who have experience in at least one or all of the following three areas: AML, Sanctions and Anti-Bribery and Corruption (AB&C). The specific areas of technical expertise are set out in the Person specification, below.

Technical expertise

  • Held a role in the FS industry in which the experience outlined above has been achieved;
  • Relationships with prospective clients;
  • Proven track record in producing detailed, concise written reports to senior stakeholders; and
  • Substantial technical knowledge of the UK regulatory requirements and market practice over a number of the following activities:

AML
* Target Operating Model design and implementation;
* Review and completion of financial crime risk assessments;
* Review and assessment of policies and procedures, systems and controls;
* Delivery of specific training;
* Preparing clients for regulatory visits;
* Managing regulatory enquiries, skilled person reviews and enforcement action; and
* AML remediation activity.

SANCTIONS
* Target Operating Model design and implementation;
* Sanctions screening requirements, processes and technology;
* Review and completion of sanctions risk assessments;
* Sanctions look-backs and investigations; and
* Review and assessment of sanctions controls

ABC
* ABC Target Operating Model design and implementation;
* Strong legislative and regulatory ABC knowledge and experience in ABC policy writing;

  • Providing Financial Crime AB&C advice in the assessment of risks;
  • Review and completion of ABC risk assessments, controls and ABC management/investigations;
  • Experience in providing ABC advice, awareness or training;
  • Experience in managing policies, processes and procedures regarding anti-tax evasion - Corporate Criminal Offences; (preferable)

The candidate will have/be able to:

  • Confidence to be able to quickly establish credibility with clients;
  • Excellent verbal and written communication skills that can be tailored to a variety of audiences;
  • Proven ability to work with diverse teams drawn from various parts of the company and backgrounds;
  • Proven track record of people management and leadership skills - be able to manage teams and projects with demanding stakeholders and multiple workstreams;
  • Experienced in understanding and mitigating the risks and financials associated with client engagements;
  • Excellent analytical skills and problem solving, self-motivation and possess an enquiring mind;
  • A high degree of integrity and the drive and willingness to succeed;
  • Strong team ethos and ability to work efficiently and accurately under pressure.

This is an Inside IR35 role running for an initial 5 months.

Alexander Ash Consulting is acting as an agency Apply now

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