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Control Room Associate

£33,000 to £43,000

Midlands / Permanent / Ref: JB-3150 GOLD

My client, a Tier1 Investment Bank, require a Control Room Associate on a permanent basis in Birmingham. You will join the compliance team in providing highly specialised advice and interpretation of legal, regulatory and compliance risk and surveillance requirements as they relate to information barriers, watch lists, restricted lists, wall crossings, conflicts of interest, trading, research clearance and vetting requests and related issues. You will also take responsibility for daily Control Room activities related to research pre-clearance, information barriers and conflict clearing.

The candidate must have a degree qualification in legal, finance or economics.

Skills / Qualifications:

  • Compliance
  • The ability and drive to network/relationship build across a wide range of internal departments, compliance functions, and industry bodies
  • Strong influencing, problem solving, organisational, and stakeholder management skills
  • Flexibility to adapt to changing priorities to meet organisational and business needs is essential
  • An expert in all aspects of control room activities, particularly regulations and best practices concerning information barriers

Alexander Ash Consulting is acting as an agency Apply now

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